Regulator guidance and enforced requirements for electronic communications compliance and supervision are constantly changing and expanding. So too is the role that technology plays in the equation to build and maintain solutions to meet the spec.
Join former FINRA CTO and career technologist Marty Colburn for a dynamic session focused on meeting new trends and related challenges in compliance and supervision head on with the right type of technology and ways to maximize its effectiveness.
Attend this breakout session to:
- Benefit from the perspective, experience and deep domain knowledge of a former FINRA CTO
- Understand the current and projected trends in electronic communications compliance and supervision that are forcing the need for adopting specialized technology to keep up
- Learn what the role of Comprehensive Archive Platform technology is today and tomorrow for meeting and staying ahead of evolving compliance and supervision requirements and best practices to drive optimized results
Attend this session to round out your knowledge of compliance and supervision technology by hearing directly from a seasoned and respected industry expert.
Register for SmarshCONNECT